About the company:
Founded in 2012, Greenoaks Capital Partners is a venture capital firm based in San Francisco, California. The firm prefers to invest in seed-stage, early-stage, and later-stage companies operating in B2B, commercial services, B2C, retail, fintech, health tech, TMT, and technology sectors.
Greenoaks makes long-term, concentrated investments in technology-enabled businesses globally. Greenoaks investments include Clover Health, Robinhood, and Katerra in the US, Coupang in South Korea, Deliveroo in the UK, and Flipkart and Oyo Rooms in India. It was founded in 2012 and is based in San Francisco, California, United States.
About the Role:
As Chief Compliance Officer, you'll be the primary compliance professional and play a pivotal role in defining this role and the unit. Oversee compliance and regulatory policies related to asset management, and work cross-functionally, reporting to the GC and CFO and partnering with the investment team as well as other business units.
Responsibilities:
Institute and maintain compliance and regulatory policies and procedures
Ongoing development and oversight of a compliance monitoring program across multiple funds, investment strategies and asset classes
Serve as a trusted advisor to investment professionals on all regulatory and compliance matters
Oversee various compliance projects and initiatives related to: SEC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisors Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934)
Prepare and submit regulatory filings and reports
Partner with Legal and Compliance professionals across business units to ensure firm-wide consistency in policies and procedures
Oversee outside counsel
