FinTech Fix

Senior Counsel @ FinTech Portfolio Analytics Platform

New York City [Hybrid]


About the Company

We’re working with a premier portfolio analytics platform that’s run by a team of scientists, technologists, and academics. Their platform empowers institutional clients to make data-driven decisions about their investments. In addition to being known for developing creative solutions to some of the world’s most complex economic problems, they’re also self-proclaimed “nice geeks” and are known on the street for having an amazing company culture.


About the Role

This is a challenging role for a seasoned fintech attorney who sees the legal and regulatory function as a strategic partner to business and product teams. No two days will look the same, as you'll oversee a wide variety of matters including securities, regulatory, commercial contracts and corporate governance.

  • Lead the vision and strategy for growing the legal, regulatory and compliance function.
  • Stay up to date on relevant financial regulatory policies in the US and abroad, and ensure compliance.
  • Draft and negotiate complex agreements in support of the company’s licensing, product development, sales, marketing and partnership activities.
  • Advise product teams on the legal and regulatory implications of new product features.
  • Supervise and support an existing team of dedicated in-house legal and compliance professionals.
  • Manage corporate governance of a growth stage technology company.
  • Manage outside counsel.
  • Serve as a trusted advisor to the CEO and business board


About You
  • JD with New York bar admission in good standing
  • 10+ years of relevant legal experience at a top tier law firm, in-house, or a combination of the two
  • Experience advising high-growth SaaS and/or fintech companies
  • In-depth knowledge of relevant securities regulations, including 1940 Act
  • Understanding of market data licensing, including uses of market data in regulated financial services
  • Successful track record of managing and scaling a legal team
  • Entrepreneurial mindset - self-starter who thrives on ambiguity and the opportunity to bring structure where needed



Apply Now

Job Post Related Tags: